Tiger Trade

Notes:

(1) Trading low-priced shares (e.g. share price less than USD 1) may carry high risk, including the risk of total loss and that of delisting. Investors should be cautious about buying or selling these shares. TFNZ charges a maximum brokerage fee of 1% and a maximum settlement fee of 7% of the trade value per order. A minimum brokerage fee applies if the calculated maximum brokerage fee per order is lower than the minimum brokerage fee per order.

(2) Settlement Fee is a pass-through fee charged by the U.S. clearing agency and DTCC (U.S. Depository Trust & Clearing Corporation) member TradeUP Securities Inc.

(3) SEC Membership Fee is a pass-through fee charged by SEC (U.S. Securities and Exchange Commission) and is charged for sell orders only.

(4) FINRA Trading Activity Fee is a pass-through fee charged by FINRA (U.S. Financial Industry Regulatory Authority).

(5) If there is any change in the fees charged by third parties such as exchanges and regulators, TFNZ will adjust the fees they charge on their behalf accordingly.

Notes:

(1) ADR (American Depositary Receipt) Fee is charged by DTCC for stocks of non-U.S. companies listed in the U.S. Clients who held such stock positions in a past cycle will be charged ADR fees as required, regardless of whether they have a current position or not. Please refer to Tiger Trade's push notifications for information on the cycle period. Clients who have not held any non-U.S. company's shares will not be charged ADR fees.

(2) Interested clients may choose from two ways of general shareholders' meeting participation application: (i) Client or proxy participates; (ii) Client votes. Proxy Service Fee for Participating in the General Shareholders' Meetings will be refunded to the client in the event that the application is unsuccessful.

Notes:

(1) The amount of a client's first buy order on an ASX listed company shares is required to be at least AUD 500 (known as "the minimum marketable parcel of shares").

(2) Settlement Fee is a pass-through fee charged by ASX Clear & Settlement Participants enabling Tiger’s ASX market access facilities offered to end customers.

(3) The fees above are GST inclusive.

Notes:

(1) Trading Fee and Trading Tariff are pass-through fees charged by HKEX (Hong Kong Stock Exchange).

(2) Settlement and Delivery Cost is a pass-through fee charged by HKSCC (Hong Kong Securities Clearing Company Limited).

(3) SFC Transaction Levy is a pass-through fee charged by SFC (Hong Kong Securities and Futures Commission).

(4) Stamp Duty is a pass-through fee charged by IRD (Hong Kong Inland Revenue Department).

(5) FRC Transaction Levy is a pass-through fee charged by FRC (Hong Kong Financial Reporting Council).

Notes:

(1) Proxy Service Fee for Cash Dividend Payment will be the dividend value in the case that the dividend value < HKD 30.

(2) The share quantity to which a Proxy Service Fee for Stock Dividend Payment applies will be calculated as 1 lot if it is smaller than 1 lot.

(3) Proxy services handle corporate actions including but not limited to rights issue, preemptive rights, tender offers and public offerings.

(4) Interested clients may choose from two ways of general shareholders' meeting participation application: (i) Client or proxy participates; (ii) Client votes. Proxy Service Fee for Participating in the General Shareholders' Meetings will be refunded to the client in the event that the application is unsuccessful.

Notes:

(1) Handling Fee is a pass-through fee charged by SSE (Shanghai Stock Exchange) and SZSE (Shenzhen Stock Exchange).

(2) Securities Management Fee is a pass-through fee charged by CSRC (China Securities Regulatory Commission).

(3) Settlement Fee is a pass-through fee charged by CSDCHK (China Securities Depository and Clearing (Hong Kong) Company Limited) and HKSCC (Hong Kong Securities Clearing Company Limited).

(4) Stamp Duty is a pass-through fee charged by STA (China State Taxation Administration).

(5) Dividend Tax Rate on China A-shares through Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect Northbound Trading Link (SEHK NTL) is 10%. This tax will be deducted by STA at the time of dividend payment.

Notes:

(1) Trading Fee is a pass-through fee charged by SGX (Singapore Stock Exchange).

(2) Clearing Fee is a pass-through fee charged by SGX (Singapore Stock Exchange).

Notes:

(1) Trading low-priced shares (e.g. share price less than USD 1) may carry high risk, including the risk of total loss and that of delisting. Investors should be cautious about buying or selling these shares. TFNZ charges a maximum brokerage fee of 1% and a maximum settlement fee of 7% of the trade value per order. A minimum brokerage fee applies if the calculated maximum brokerage fee per order is lower than the minimum brokerage fee per order.

(2) Settlement Fee is a pass-through fee charged by the U.S. clearing agency and DTCC (U.S. Depository Trust & Clearing Corporation) member TradeUP Securities Inc.

(3) SEC Membership Fee is a pass-through fee charged by SEC (U.S. Securities and Exchange Commission) and is charged for sell orders only.

(4) FINRA Trading Activity Fee is a pass-through fee charged by FINRA (U.S. Financial Industry Regulatory Authority).

(5) If there is any change in the fees charged by third parties such as exchanges and regulators, TFNZ will adjust the fees they charge on their behalf accordingly.

Notes:

(1) ADR (American Depositary Receipt) Fee is charged by DTCC for stocks of non-U.S. companies listed in the U.S. Clients who held such stock positions in a past cycle will be charged ADR fees as required, regardless of whether they have a current position or not. Please refer to Tiger Trade's push notifications for information on the cycle period. Clients who have not held any non-U.S. company's shares will not be charged ADR fees.

(2) Interested clients may choose from two ways of general shareholders' meeting participation application: (i) Client or proxy participates; (ii) Client votes. Proxy Service Fee for Participating in the General Shareholders' Meetings will be refunded to the client in the event that the application is unsuccessful.