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Trading day 09:30-17:30

+64 93938128

clientservices@tigerbrokers.nz

Level 27/151 Queen Street, Auckland Central, Auckland

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Licensed Entities

US TIGER SECURITIES, INC.

US Tiger Securities, Inc. is a broker-dealer registered with the U.S. Securities and Exchange Commission (SEC) (No.: 8-65324), member of the Financial Industry Regulatory Authority (FINRA) (CRD: 120583), member of the Securities Investor Protection Corporation (SIPC), and regulated by FINRA and SEC.

WEALTHN LLC

Wealthn LLC is a registered investment advisor with the SEC (No.: 801-114105) and regulated by the SEC.

TIGER BROKERS (AU) PTY LIMITED

Tiger Brokers (AU) Pty Limited, ABN 12 007 268 386, is licensed and regulated by Australian Securities and Investment Commission (ASIC), Australian Financial Services Licence no. 300767 (AFSL).

TIGER BROKERS (HK) GLOBAL LIMITED

Tiger Brokers (HK) Global Limited (CE Reference: BMU940) is licensed by Hong Kong Securities and Futures Commission and is authorized to carry Type I (Dealing in Securities) and Type II (Dealing in Futures Contracts) regulated activities in Hong Kong.

TRADEUP SECURITIES, INC.

TradeUP Securities, Inc. is a licensed entity registered with the SEC (No.: 8-36754), member of the FINRA (CRD: 18483), member of the SIPC, member of the Depository Trust Company (DTC) and the National Securities Clearing Corporation (NSCC), and regulated by FINRA and SEC.

TIGER BROKERS (SINGAPORE) PTE. LTD.

Tiger Brokers (Singapore) Pte. Ltd. (Reg. No. 201810449W) is licensed by the Monetary Authority of Singapore and is authorised to operate in Singapore. Products and services from Tiger Brokers (Singapore) Pte. Ltd. are offered in Singapore and materials published shall not be deemed as an offer or solicitation to conduct business in any other jurisdiction.

TIGER FINTECH (NZ) LIMITIED (TFNZ)

Tiger Fintech (NZ) Limited (NZCN: 8187510) is a client money and property service provider under the Financial Markets Conduct Act 2013. TFNZ complies with the custodian obligations under the Financial Markets Conduct Regulations 2014, including the appointment of an independent auditor to undertake a statutory client funds assurance report each year, a copy of which is provided to the NZ Financial Markets Authority.

TIGER BROKERS (NZ) LIMITED (TBNZ)

Tiger Brokers (NZ) Limited (NZCN: 5838590) is a client money and property service provider under the Financial Markets Conduct Act 2013. TBNZ complies with the custodian obligations under the Financial Markets Conduct Regulations 2014, including the appointment of an independent auditor to undertake a statutory client funds assurance report each year, a copy of which is provided to the NZ Financial Markets Authority.