Fund Mall Service Agreement

1. Overview

In order to enjoy the use of Fund Mall service, client (hereinafter referred to as “you”) should carefully read this “Fund Mall Service Agreement” (hereinafter referred to as the “Agreement”) between you and Tiger Fintech (NZ) Limited (hereinafter referred to as “TFNZ”). The Agreement governs your relationship with TFNZ under the account of Fund Mall. TFNZ will provide the service of Fund Mall to you in accordance with this Agreement. By accepting this agreement, you accept the Fund Mall service provided by TFNZ. 

By clicking on the online page to confirm/agree or other ways to accept this Agreement you agree all terms hereof and other rules formulated by TFNZ in connection with this Agreement and hereunder. Please read this Agreement carefully before entering into this Agreement. 

You acknowledge that TFNZ may amend this Agreement from time to time by sending notice of amendments via email or upon your log-in. Your continued use of the Fund Mall service after any amendment shall be deemed your acceptance of the amended Agreement. You are not entitled to use the Fund Mall service unless you accept all terms and conditions of this Agreement. By clicking “Confirm” or otherwise choosing to accept this Agreement, you shall be deemed to have understood and accepted this Agreement.

This Agreement is to be read in conjunction with the "Client Service Agreement", "Disclosure Statement for Wholesale Clients", and "Risk Disclosure Statement for Tiger Fund Mall".

2. Definition

A. You: refers to the client who accepts the service of the Fund Mall and applies to open a Fund Mall Account with your real name. 

B. Fund Mall Account: refers to the service of TFNZ with “Fund Mall” as its display name. Through this account, you can enjoy one-stop service for fund investment with the fund companies and fund sales agencies with which TFNZ cooperates under the Fund Mall service without having to complete matters such as account opening application and fund transaction via different channels.

C. Funds of Fund Mall: refers to the public funds and private funds that are made available via the Fund Mall service, managed by fund companies and sold by cooperative fund sales agencies. Fund Mall’s fund products are restricted to wholesale investors for TFNZ’s New Zealand clients. Please also refer to the details of a fund for its specific accreditation information before you subscribe.

D. Deposit: refers to the part of your act of subscribing to a Fund Mall product with the available funds in your Tiger Account’s Securities segment (“Securities Segment”), or directly from an eligible bank (if applicable), to your Tiger Account’s Funds segment (“Fund Segment”) after your Fund Mall Account is opened.  

E. Withdraw: refers to your act of redeeming a fund investment through your Fund Mall Account for the proceeds to go to your Securities Segment (usually by T + 2 Business Days). Upon receiving the said proceeds, the amount available can be used for securities trading or can be transferred back to your bank account. For certain fund products, withdrawal may not be permitted during their lock-up periods.

F. T Day: means the Business Day on which you make an effective application for Deposit, Withdraw or other operations of your Fund Mall Account. All time references in this Agreement are in UTC+8 unless otherwise specified.  

G. T + n Day: means the nth business day (excluding T Day) commencing from T Day. 

H. Business Day: means a certain day that the fund manager and cooperative fund sales agency of a certain fund product and TFNZ are open for business.

3. Fund Mall Account Opening

A. Your qualifications

You shall be a qualified wholesale investor who complies with the requirements of the laws and regulations and TFNZ relevant to the transactions of this Agreement: 

a) A natural person: Over 18 years old; has full capacity for civil rights and civil conduct; has sufficient knowledge and experience to understand the nature and risks of a transaction. 

b) A legal entity: has full legal person status, full capacity for civil rights and civil liabilities; the account opening process is completed by its legal representative or a natural person who has legal and valid authorisation or license of the legal entity; and has sufficient knowledge and experience to understand the nature and risks of a transaction.  

B. Account Opening

a) You authorise TFNZ to open and maintain a Fund Mall Account in your name in accordance with this Agreement.

b) To provide you with Fund Mall service and improve the quality of service and in accordance with the relevant laws, regulations or regulatory requirements, and for the purpose of performing the anti-money laundering and other obligations, you understand and agree that TFNZ may collect the following information from you or any provider who legally retains your information (such as affiliates, cooperative fund companies, credit reference agencies, credit service agencies, risk management service agencies or governmental agencies):

  1. A natural person: name, valid identifications, address, occupation, age, contact details, and other information; a legal entity: name, registered address, office address, nature of the entity, qualification, business scope, and other basic information;

  2. Your financial situation, such as the source of fund and amount of income, assets and debts;

  3. Your investment-related study, work experience and investment experiences (if applicable);

  4. Investment targets such as investment period, varieties and expected return (if applicable);

  5. Risk preference and tolerable losses (if applicable);

  6. The natural person who actually controls the investment and the actual beneficiary of the investment;

  7. Information relevant to investor eligibility prescribed by laws, regulations or self-regulatory rules (if applicable).

At the same time, TFNZ shall retain information newly generated during your application for or use of the service, such as application information, operation log information, trading information, and other necessary information collected in accordance with laws, regulations and requirements of regulatory authorities; in the event of any change in the information you provided to TFNZ, you must notify TFNZ in a timely manner. If you fail to update the relevant information in a timely manner or the information provided is untrue, inaccurate, incomplete or has become invalid, TFNZ may refuse to provide services or products to you. 

c) You will not allow anyone to access or use your Fund Mall Account unless TFNZ has been informed and has given you prior consent. You shall ensure the confidentiality of your user’s name and password of your Fund Mall Account and agree to report to TFNZ by phone or email immediately in the event of theft or loss of your Fund Mall Account user’s name or password or any illegal access or use of your Fund Mall Account. 

d)  During the period in which you register, open an account and use the service of Fund Mall of TFNZ, you shall provide true materials and information, and ensure that all materials and information you provide during such period (including but not limited to email address, phone number, contact address, postal code and personal identification information, etc.) are true, accurate, complete and up-to-date. If any change to your above information, you shall promptly notify TFNZ in writing. You agree to authorize TFNZ to conduct any investigation to verify the above information. 

e)  The orders you give shall be reasonably believed to be given to TFNZ on the basis of your own true declaration of intent. You are responsible for the truthfulness, accuracy and completeness of your order, and TFNZ will not bear the legal consequences arising from the correct execution of such order. Therefore, you shall properly keep the relevant elements of certification. 

f)  You need to input the information such as authentication elements and carry out other verifications according to the prompt of the Fund Mall account system when you initiate Deposit or Withdraw applications. TFNZ back-end system will process your transaction applications according to the verification results. 

 g)  You shall provide TFNZ with the actual controller and beneficiary of the Fund Mall Account opened by you, and be responsible for the authenticity, accuracy, completeness and validity of the information and certificates provided by you. You will be responsible for any unauthorised disclosure, compromise, or misuse of your authentication credentials arising from your own acts or omissions, including any losses resulting from the provision of untrue or incomplete identity information. You shall make sure that all operations in the Fund Mall account are conducted by yourself. If the actual controller or actual beneficiary is not you or has changed, you must inform TFNZ in a timely manner; otherwise, TFNZ may refuse to provide services to you. According to the requirements of laws or regulations applicable to this Agreement, you are kindly required to notify the actual controller and the actual beneficiary of the Tiger account (for instance, scope of information and purpose) in advance and obtain their consent.


h)  The Fund Mall service is available only to persons who qualify as wholesale investors for the purposes of Schedule 1 of the Financial Markets Conduct Act 2013;

(i)           You confirm that you have completed and signed a Wholesale Investor Certificate (or equivalent certification document) provided by TFNZ, and that all representations, acknowledgements and information provided in that certificate are true, complete and not misleading.

(ii)          You acknowledge and agree that TFNZ: relies on that certificate in providing you with access to the Fund Mall service; and is not required to independently verify your wholesale investor status beyond its regulatory obligations.

(iii)         You undertake that: you continue to qualify as a wholesale investor at all times while using the Fund Mall service; and you will promptly notify TFNZ if you cease to qualify, or if any information provided in your Wholesale Investor Certificate becomes inaccurate or misleading.

(iv)         TFNZ may, at any time, request further information or evidence of your wholesale investor status, and may suspend or terminate your access to the Fund Mall service if it is not satisfied (acting reasonably) that you meet the applicable requirements.

 

4. Application for Deposit

A. TFNZ provides you with the Deposit service in the Fund Mall system. You shall abide by the corresponding business rules of TFNZ when you do a Deposit operation. The time you apply for a Deposit shall be the time recorded automatically by TFNZ’s system.  

B. By submitting a Deposit application at the Fund Mall, you are instructing TFNZ to transfer available funds from your Securities Segment or directly from an eligible bank (if applicable), to your Fund Segment as part of your Fund Mall product’s subscription action. The single maximum amount and daily maximum amount transferable shall be subject to TFNZ’s Fund Mall Account System and the relevant provisions of TFNZ’s business rules. 

C. You shall see the status of your application in your Fund Segment in real-time. Please contact us if the amount you ordered to be deposited into your Fund Segment from your Securities Segment was not processed in real time. Delays in processing due to abnormal use of your Tiger Account, force majeure events such as natural disasters, or other unusual circumstances, or reasons not within reasonable control of TFNZ, such as network or communication failures, TFNZ shall not bear any liability. 

D. TFNZ Fund Mall system does not provide cancellation services for a Deposit. 

5. Application for Withdrawal 

A.  TFNZ provides you with the Withdrawal service in the Fund Mall system. You shall abide by the corresponding business rules of TFNZ. The time you apply for a Withdrawal shall be the time recorded automatically by TFNZ’s system.  

B.  By submitting a Withdrawal application at the Fund Mall, you are instructing TFNZ to transfer funds from your Fund Mall Account to your Securities Segment. The single maximum amount and the daily maximum amount transferable shall be subject to TFNZ’s Fund Mall Account System and the relevant provisions of TFNZ’s business rules. 

C.  You shall see the status of your Withdrawal application in your Fund Mall Account in real-time. You may withdraw all or part of your Fund Mall Account according to the withdrawable amount of your Fund Mall Account. TFNZ Fund Mall system does not provide a Withdrawal cancellation service. 

D. In case of any abnormality for a Withdrawal application, the specific processing will be subject to the confirmation from the fund company that TFNZ cooperates with. For example, if the large redemption limit set by the fund company is triggered, the fund manager shall manage the situation according to the agreement in the fund contract. In general, the fund manager will handle the liquidity risk arising from large redemptions by, but not limited to, postponing the processing of large redemption requests, suspending the acceptance of redemption requests, delaying the payment of redemptions, charging mandatory redemption fees, and other measures approved by its local regulation. You are responsible for any fluctuation in net asset value and possible expenses arising from the failure of a Withdrawal due to large redemptions.

E.  If the fund you Withdraw from cannot be processed due to system failure or system upgrade or restrictions (e.g., large redemption) of TFNZ or its corporate partners such as the fund companies, fund sales agencies, custodian banks and asset management companies, or abnormal operation of your Fund Mall Account or Tiger Account with TFNZ, or due to epidemic, force majeure events such as natural disasters, or other unforeseeable extraordinary circumstances, or reasons not within reasonable control of TFNZ, such as network or communication failures, TFNZ shall not bear any liability. 

F.  TFNZ may adjust the limits for a single transaction, a single day and a single month for Withdraw according to business conditions. TFNZ may set a limit on the total Withdrawal amount for all investors. If the amount exceeds the limit set by TFNZ, your Withdrawal may fail. 

G. TFNZ may adjust the opening hours of the Withdrawal service according to its business development. TFNZ will update this Agreement or the corresponding interface before an adjustment. Your use of the Fund Mall service will be deemed as your acceptance of the adjusted terms and conditions of the Withdrawal service. 

H. For private fund products offered under Fund Mall, a lock-up period may apply, during which no Withdrawal is permitted. TFNZ shall not be liable for any Withdrawal failures during the lock-up periods or due to any other restrictions imposed by a fund manager.

6. Fund Subscription

A. When subscribing to a certain fund product through Fund Mall, you must comply with all requirements prescribed by its fund company, sales agency and TFNZ.
B. An order that does not meet the minimum subscription amount requirement will not be processed. Please carefully review a fund product’s offering documents prior to your subscription.

7. Joint Fund Mall Account

Each joint account holder agrees that each joint holder has authority, without notice to the other, to: (i) receive account confirmations and correspondence; (ii) sign, terminate or agree to modify this Agreement, etc. Each joint account holder is jointly and severally responsible for all Fund Mall Account matters with TFNZ. TFNZ may follow instructions of any joint holder and may make delivery to any joint account holder individually of the property in the Fund Mall Account.  

Upon the death of any joint holder, the surviving holder shall notify TFNZ via phone or email, and TFNZ may, before or after notice, initiate proceedings, require documents, retain funds and/or take such steps as it sees fit to limit and restrict the transaction to protect itself against any liability or loss. The estate of any deceased joint account holder and each living joint account holder shall be liable, jointly and severally, to TFNZ for any debt or loss in the account or upon liquidation of the account. Unless otherwise stated by you, TFNZ may presume that the account holders are joint tenants with rights of survivorship in the joint property. Upon the death of any joint holder, the account shall be vested in the living holders, in no way shall the estate of the deceased joint holder be exempted from liability.

8. Multi-Currency Function in Fund Mall Account 

Fund Mall supports cross-currency lending, enabling you to subscribe to a fund with other currencies that you hold in your Securities Segment.

9. Risk Warning

There is potential loss for any investment. Historical data on any investment is no guarantee of future performance and return, especially in a market downturn, no one can ensure your benefits or there is a high risk for stop-losses set. In addition, there are special trading risks outside of normal trading hours, including low liquidity risk, high volatility risk, price change risk, unconnected markets risk, news bulletins affecting prices risk and larger price differentials risk. You shall be fully aware of the risks related to investing. Before opening a Fund Mall Account, you shall make objective judgments of your own economic strength, capital sources and risk tolerance from the perspective of an ordinary rational person and prudently decide investment objectives and amounts. You admit and accept that the risks arising from the transactions conducted through the Fund Mall shall be borne by yourself. 

10. No Financial, Tax or Trading Advice

No director or staff of TFNZ is authorized to provide financial, tax or trading advice or to solicit orders. Nothing from TFNZ’s official website, product pages, Tiger Community, etc., shall be deemed a recommendation or solicitation to buy or sell securities or other investment products.  

11. Events of Breach 

A.  "Breach" occurs automatically, without notice upon (i) your breach/repudiation of this Agreement; (ii) your failure to provide satisfactory assurance to TFNZ of the payment of debts after receiving request by TFNZ in its sole discretion; (iii) commencement of or legal proceedings against you under any bankruptcy, insolvency or similar law; (iv) making of an assignment for the benefit of your creditors; (v) appointment of a receiver, trustee, liquidator or similar officer for you or your estate; (vi) your representations being untrue or misleading when made or later become untrue; (vii) you are legally incompatible with respect to the matters herein; (viii) termination of your business or license (if applicable) by any regulatory agency or organization; (ix) TFNZ having reason to believe that any of the foregoing is likely to occur imminently. 

B.  You agree unconditionally that, upon your default, TFNZ may terminate any or all of its obligations to you and TFNZ shall have the right in its sole discretion, but not the obligation, without prior notice, to freeze all or part of the available funds in your Fund Mall account at any time and in any manner. You shall reimburse and hold harmless TFNZ against any and all actions, omissions, costs, fees (including, without limitation, attorney’s fees), or liabilities associated with any transaction effected by TFNZ on your default or pursuant to your default. 

12. Suspicious Activity

If TFNZ in its own discretion believes that your Fund Mall account has been involved in any fraud or crime or violation of applicable laws or regulations, or has been accessed unlawfully, or is otherwise involved in any suspicious activity (whether you are the victim or perpetrator or otherwise), TFNZ may suspend or freeze the account or any privileges of the account, may freeze the available funds and/or liquidate assets, or may apply to you for any legal compensation pursuant to the “Events of Breach” under this Agreement. 

13. Authorization of the use of Fund Mall Account software module

TFNZ grants you a non-exclusive, non-transferable authorization to use the TFNZ Fund Mall Account software module solely as provided in this Agreement. You shall not sell, exchange or transfer the software module to others. You shall not copy, modify, translate, decompile, reverse engineer, disassemble or reduce to a human readable form, or adapt, or use the software to create a derivative work. TFNZ may require you to bear direct tort liability or apply to a court of competent jurisdiction for an injunction against the threat of breach of the commitments set forth above.  

14. Disclaimer

A. TFNZ shall have no obligation to check the authenticity of the identity of the registered mobile phone number owner and shall not be liable for any loss caused by the misappropriation or unauthorized use of a mobile phone number for account registration on TFNZ. 

B.  All Clients of TFNZ should obey the relevant laws or regulations and the rules for using TFNZ’s platform and should not release politics-related harmful information, pornographic contents, false advertisement, bloodiness and violence, insulting or slandering comments, disclosure of individual privacy and any other information against the laws or regulations, nor should they engage in activities which infringe a third party’s intellectual property right and other legal rights and interests. Otherwise, you should bear all the losses arising therefrom while TFNZ will not be held responsible for the same. TFNZ reserves the right to demand compensation for all direct and indirect losses as a result of your actions causing damage to TFNZ.

C. Under any circumstances, TFNZ is not liable for any punitive, indirect, occasional, special or associated loss or damage, including but not limited to indirect personal damage, loss of business profit, interruption in trade/transaction, loss of business information or loss of any other reliance interests. 

D.  There are risks of loss in investment securities or other financial products, TFNZ shall not bear any liability for your investment profit loss and risks.  

E.  TFNZ and its affiliates make no commitment as to the absolute accuracy of such information as market prices, charts, comments, etc., provided therein. TFNZ and its affiliates shall not be liable for any loss incurred by you due to any inaccuracy or omission in the information provided.  

F.  TFNZ cannot guarantee the absolute security of the online information transmission, makes no mistakes, or the designated website is free from malicious attack or malfunctions caused by electronic viruses. In the event of the foregoing, TFNZ shall bear no liability and you shall be liable for any risk and loss that may arise from online trading. 

G.  Where trading instructions may be interrupted, paused, delayed or subject to data errors due to failure, terminal, delay or other reasons of the Internet data transmission, TFNZ shall not bear any liability. 

H.  TFNZ will not be responsible for the disclosure of your trading account and password information due to your negligence, or the imitation of your identity. 

I.  TFNZ shall bear no liability for the possible errors or delays in market and other securities information caused by malicious hacking on the Internet, server failures and other unforeseen factors.  

J.  TFNZ shall bear no liability for failure to issue a delegation or failure of delegation due to possible attack or virus infection to your network terminal equipment and software system.  

K.  If your network terminal equipment and software system is not compatible with the online trading system provided by TFNZ so that you cannot deliver an instruction or an instruction fails to deliver, you can call TFNZ to report the situation, ask for technical support, but you are not entitled to any compensation from TFNZ. 

L.  Any failure or mistake caused by your own improper operation, TFNZ will bear no liability. 

M.  For the losses caused by the leakage of the password, personal information and trading data of the Fund Mall because of your personal reasons or the counterfeiting of your identity, TFNZ will bear no liability. 

N.  TFNZ will not be liable for any losses suffered by you or any third party due to any violation of laws or infringement of rights and interests by you during the usage of services provided by TFNZ. 

O.   Due to network failure, there could be instances of discrepancy where your device may show an instruction delivered but was not received by TFNZ, resulting in a risk of failing a Deposit or Withdraw, or where your device may show an instruction failed to deliver but was received by TFNZ, posing a risk of processing your instruction twice if you redeliver the same instruction to TFNZ again. You shall bear any risk and consequence due to a network failure; TFNZ will not bear any liability.  

P.  For emergencies caused by significant changes in laws and policies or other unpredictable and uncontrollable factors of TFNZ, TFNZ shall not bear any liability. 

Q.  TFNZ will not be liable for any economic losses suffered by you if the functions of TFNZ cannot be achieved due to force majeure such as war, communication failures, natural disasters, strikes and acts of government authorities.  

R. The designated website and products of TFNZ will publish or reproduce the news and information provided by entities TFNZ cooperate with, and the content provider will be shown at the time of publishing or reproducing. TFNZ will not make any material review or modification to the contents provided by them, nor guarantee the authenticity of such contents. Please make your own judgment; TFNZ will not bear any liability. 

S.  TFNZ may change the fund products offered on the platform as situations arise.  Such changes may be made without prior notice to you, provided that they do not adversely affect your rights or interests in your investments. If a fund’s subscription or redemption is to be limited, clients who are subscribing to or holds the fund shall be notified so that they can act accordingly.

T.    In order to further improve the client experience or to meet regulatory requirements, TFNZ will continue to develop new services or improve client experience by providing version upgrades, function upgrades, and other services and content update, accordingly, TFNZ will make changes to this Agreement from time to time and update this Agreement and the webpage of Fund Mall to notify you of changes without prior notice; if you continue to use the service of the Agreement, you shall be considered as have read, understood and accepted the revised content hereof and will use the service in compliance with the revised agreement hereof. You can also check out the latest version of the Agreement at any time.

U.  Certain fund products displayed on this platform are managed by Tiger Fund Management Pte. Ltd., which is affiliated to TFNZ.

V. TFNZ may receive distribution fees or other forms of remuneration in connection with the offering of fund products, but TFNZ does not participate in the actual management, investment advisory, or decision-making processes of these products. TFNZ shall bear no liability for any decisions made by a fund manager or their outcomes resulting therefrom.

15.Privacy Protection

A.  TFNZ collects your information for the purpose of complying with relevant laws and regulations or regulatory requirements and/or to provide you with or improve the quality of the services. TFNZ will collect your personal information when you are opening an account or effecting a transaction, providing your contact information or making a wire transfer, and transferring cash in or out of your account. For more information on privacy protection, please refer to TFNZ's official website and the Privacy Policy of the Tiger Trade App (hereinafter referred to as “Tiger Trade”). 

B.  TFNZ will conduct the following activities in accordance with applicable personal information and data (privacy) laws, including the Privacy Act 2020 and other applicable laws: provide you with the Fund Mall service and daily operation of products; implement its own or assist other authorities in credit review; check that your credit remains good; comply with relevant laws or regulations or administrative authorities’ review and disclosure requirements. 

C.  Personal information protection measures: TFNZ will use security measures required by law, including but not limited to computer protection, file encryption and secure office building to strictly protect your personal information, prevent unauthorized access and use, and prevent your personal information from loss, misappropriation or tampering.  

D.   Unless required by laws or regulations, TFNZ will not disclose your personal or non-public information to any third party. TFNZ will only disclose your personal information: if it is necessary to authorize, complete, regulate or execute transactions that you have requested or authorized; maintain and regulate your account; provide account confirmations, billing and records to you; maintain proper records and files; execute our customer agreements and other agreements; perform duties for TFNZ or protect the rights and property of TFNZ; execute or regulate laws or regulations by judicial, administrative or other competent regulatory authorities in accordance with legal procedures; or make disclosures as necessary in accordance with applicable laws, regulations or rules. 

16. Consent to Accept Electronic Records and Communications

TFNZ shall provide electronic trade confirmations, statements, tax information and other records and communications (hereinafter referred to as "Records And Communications") in electronic form. Records And Communications may be sent to your trading system or sent to your email address, or posted on official website of TFNZ for security purposes, informing you to log in and retrieve the above communications. By signing this Agreement you agree to the receipt Records And Communications electronically. Such consent will apply on an ongoing basis for every tax year unless you withdraw your consent. You may withdraw your consent at any time by notifying TFNZ in writing. If you withdraw such consent, TFNZ shall provide tax documentation in hard copy when you request it via phone or email, but TFNZ reserves the right to require you to close your Fund Mall Account.  

In order to use TFNZ trading system for trading and to receive Records And Communications, there are certain requirements for your system software and hardware as explained in the Tiger Trade APP. As the above requirements may change, you must visit the TFNZ's official website periodically to understand the current system requirements. To receive emails from TFNZ, you are responsible for maintaining an effective email address and software that allows you to read, send and receive emails. When your email address changes, you must immediately notify TFNZ through these procedures in order to change your email address on TFNZ's official website. 

17. Miscellaneous

 A.  This Agreement shall be governed by the laws of New Zealand, and the courts of New Zealand have exclusive jurisdiction over disputes relating to this Agreement except when arbitration is provided.

B.  Dispute Settlement: If any dispute arises in connection with your use of the trading services on the TFNZ system, all parties shall first attempt to settle such dispute through consultation.  

C.  You agree to the provisions of this Agreement in English and represent that you understand its terms. This Agreement contains the entire agreement between the parties, who have made no other representations or warranties. If any term of this Agreement is unenforceable, it shall not affect the validity of the other terms. Failure of TFNZ to comply with any term of this Agreement shall not be deemed a waiver of this Agreement. 

D.  If, after the execution of this Agreement, any relevant laws or regulations, the fund agreements or prospectuses corresponding to TFNZ Fund Mall fund or other documents that TFNZ and you shall both comply with are amended, the content and terms inconsistent with this Agreement shall become null and void automatically; provided, however, that other content and terms hereof shall continue to be effective; if there is no relevant term in this Agreement, the terms of the relevant business rules of TFNZ shall apply. 

E.  You may not assign or transfer any rights or obligations under this Agreement without the prior written consent of TFNZ. TFNZ may transfer this Agreement to another broker-dealer or futures commission merchant after notice to you. This Agreement shall ensure the benefit of the successors or receiving parties of TFNZ. TFNZ may terminate this Agreement or cease to provide services to you at any time. You can notify TFNZ electronically to close or cancel your Fund Mall service through the Tiger Trade APP. 

F.   You authorize TFNZ, directly or through a third party, to question you about information that they believe is necessary to conduct business with you, which may include ordering a credit report and performing other credit checks in the event of any breach of contract or violation of the obligations under this Agreement by you, or verifying information you provide to third-party databases. 

G.  If any term of this Agreement shall be invalid or unenforceable in whole or in part for any reason whatsoever, the remainder of this Agreement shall be valid and binding. 

 

You confirm and agree that upon execution of this “Fund Mall Service Agreement”, you shall be deemed to have known and confirmed that the personal information, property status, investment experience and handwritten signature information submitted to TFNZ are authentic and accurate. You understand and authorize TFNZ the use of the foregoing materials to open a Fund Mall Account and to use it in all necessary cases and on all documentation.