A most trusted broker

Investment safety has always been our top priority. A compliant broker helps ensure asset safety and minimize investment risks. Tiger Brokers has licenses in the United States, Singapore and other countries. Client money is segregated in custody accounts in accordance with the regulatory requirements of respective jurisdictions and we take all necessary steps to safeguard our customers' assets.

  • Strict segregation of client assets

    Client assets are held and kept in custody accounts, separated from the broker's own capital. Detailed calculation and reconciliation of client money and securities are performed on each trading day.

  • Client money is strictly monitored

    Client assets are subject to the regulator's periodical strict review and external and internal audits. Meanwhile, Tiger Brokers must strictly comply with regulatory requirements to maintain capital adequacy ratios and a strong anti-risk capability, so as to protect client interests.

  • Custody under strict review

    Tiger Brokers performs due diligence on our counterparties and ensures that adequate controls are in place to monitor client funds on an on-going basis.

Regulatory Information

  • The United States
  • New Zealand
  • Australia
  • Singapore
  • card-finra

    Member of the Financial Industry Regulatory Authority (FINRA)

  • card-sipc

    Member of the Securities Investor Protection Corporation (SIPC)

  • card-sec

    Registered with SEC as an Registered Investment Advisor (SEC)

  • card-nfa

    Member of National Futures Association (NFA)

  • card-dtc

    Member of Depository Trust Company (DTC)

  • card-nscc

    Member of National Securities Clearing Corporation (NSCC)

  • card-fspr

    Financial Service Providers Register(FSP473106

  • card-asic

    Regulated by the Australian Securities & Investments Commission (ASIC)
    505213

  • card-cms

    Capital Markets Services License